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Tier-1 brand, metro location, and common mid-level compliance title increase candidate competition.
Finance and asset-management compliance knowledge makes industry background highly important.
Explicit 2–3 year requirement and asset-management compliance experience moderately restrict candidate pool.
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Support EMEA and potentially other regional Marketing Compliance teams by reviewing financial promotions and marketing materials as per agreed procedures.
Conduct periodic and risk-based monitoring reviews of marketing materials and RFPs, preparing related management reports and metrics.
Maintain documentation and process flows, manage confidential information, execute special projects, and coordinate with global Compliance teams.
2-3 years work experience in Marketing Compliance domain within Asset Management or similar regulatory environment.
MBA or Degree in Commerce/Finance.
Proficiency in MS Office applications.
Flexible working hours with ability to work 10:30 AM to 7:30 PM IST, adjusted for UK Daylight Savings.
Experience working in marketing compliance for financial products, especially in EMEA region or global settings.
Strong analytical skills with attention to detail and ability to provide practical compliance advice promptly.
Comfortable working across multiple regions and collaborating with diverse global teams.