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Mid-level generalist operations role, strong brand and metro location increase applicant competition significantly.
Role requires BFSI-specific processes, regulatory knowledge and trade supervision, so background fit sensitivity is high.
Explicit 5–8 years requirement, BFSI domain experience, regulatory supervision and accuracy demands create high strictness.
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Process and manage paperwork for new and existing wealth management business including applications, maintenance, transfers, and supplemental accounting documents.
Review broker dealer new business submissions for accuracy and completeness; identify and communicate 'not in good order' cases to field force for resolution.
Data entry and operational issue resolution with adherence to productivity and quality standards; employ root cause problem solving methods.
5 to 8 years of experience in financial services industry or similar process support role.
MBA degree preferred or equivalent business experience.
Knowledge of FINRA/SEC rules and regulations preferred.
Flexible to work shifts including regular, afternoon, and night shifts as per business needs; initial training may require night shifts.
Experienced in wealth management operations with strong understanding of financial services workflow and compliance requirements.
Detail-oriented and highly organized with strong data entry and analytical skills focused on accuracy.
Capable of adapting to a fast-paced environment with shift flexibility and ability to meet strict deadlines.