Assistant Vice President, Specialist, Operational Risk Management, Firm-Wide, Technology and Operations
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Job Description
Structured overview of role & requirementsAbout This Role
Ensure full compliance of Operations teams with relevant financial regulatory requirements (RBI, SEBI, IRDA, FIMMDA, FEDAI).
Independently assess regulatory adherence, conduct impact and gap analysis on new/amended regulations, and coordinate operational process and SOP updates.
Collaborate with Technology and Operations teams to implement tech solutions according to regulatory mandates and incorporate regulatory risks into Unit's RCSA.
Minimum Requirements
Total work experience minimum 10 years with 3-5 years in regulatory compliance or regulatory audit within financial services.
5-7 years operational experience in banking (Institutional or Consumer Banking).
In-depth knowledge of banking regulations from RBI, SEBI and other relevant regulators.
Location requirement: Mumbai; Chartered Accountant qualification preferred.
Ideal Candidate Profile
Experienced in managing regulatory compliance within banking operations, able to interpret complex regulations and oversee implementation.
Skilled in cross-functional collaboration with Operations and Technology teams to ensure regulatory requirements are met timely and accurately.
Comfortable handling regulatory audits and returns with a strong analytical mindset focused on compliance risk mitigation.