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Tier-1 brand, mid-level generalist role, and metro location drive high candidate competition.
Requires securities operations and regulatory expertise, limiting cross-industry transferability.
Explicit 5+ years securities operations, leadership requirement, and regulatory licensing increase filtering.
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Manage a team of alternative investment operations managers and analysts focused on account opening and maintenance.
Develop and oversee operational strategies, infrastructure, and policies related to financial accounting, tax reporting, client services, and operational due diligence of external investment managers.
Lead process improvement, resource allocation, and risk control initiatives while mentoring team members and driving company-wide operational decisions.
Minimum 5 years of Securities Operations experience or equivalent including work experience, training, military experience, or education.
At least 2 years of leadership experience managing teams or projects.
Willingness to work in India Standard Time shift from 6:30 PM to 3:30 AM.
Compliance with FINRA licensing requirements (Series 7 and 63 or equivalents) for US-based employment; experience or commitment to obtain these licenses as required (applicable only for US employees).
Experienced in managing securities operations with a focus on alternative investments and account opening/maintenance processes.
Skilled in operational risk management, financial reporting, and vendor management in financial services.
Proficient in data analytics (Power BI, Tableau) and automation technologies (Cloud, Robotics, Machine Learning, AI) to drive process improvements and efficiency.