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Strong Tier-1 brand, Bangalore metro, and generic analyst title increase candidate competition.
Financial crime compliance requires specialized securities knowledge, limiting cross-industry transferability.
Regulated role at a Tier-1 bank requiring domain expertise increases filter rigidity.
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Manage and oversee compliance controls and surveillance reviews for Equities and FICC Sales and Trading businesses to mitigate compliance and regulatory risks.
Develop, enhance, and test system controls, surveillance reports, and associated procedures in coordination with business, compliance, and technology teams.
Generate and coordinate management information systems and reports, and lead issue escalation processes in a global regulatory context.
Work Experience Required: Not explicitly mentioned in the JD.
Mandatory domain experience in compliance risk management or financial crime controls related to trading activities, specifically in Equities and FICC markets.
Strong understanding of equity and futures markets.
Location requirement: Bengaluru, India.
Experience working at the intersection of compliance, regulatory risk, and financial markets specifically in sales and trading environments.
Comfortable operating globally with coordination across regions and divisions, implying ability to manage complex, multi-jurisdictional regulatory frameworks.
Demonstrated analytical and problem-solving skills with ability to handle multiple priorities in fast-paced, changing regulatory environments.