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Tier-1 brand, metro location, and mid-level role increase competition, though niche securities lending reduces it.
Specialized securities lending operations and regulatory licensing limit cross-industry transferability.
Explicit 6–10 years, required Series 9 registration, and people management increase shortlisting strictness.
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Manage a team to process orders and transactions related to Agency Stock Lending and ensure seamless delivery of securities and derivatives transactions.
Liaise with internal partners and counterparties to ensure settlement quality and implement business initiatives for process improvements and client solutions.
Oversee daily securities and derivatives post-settlement activities, conduct issue analysis and resolution, and supervise adherence to compliance, risk, and operational standards.
6-10 years of relevant experience.
Bachelor's degree or equivalent experience; Master's degree preferred.
Required licensing: Series 9.
People management experience.
Experienced in securities and derivatives settlement within financial services, particularly agency stock lending operations.
Proven ability to lead teams and coordinate cross-functional stakeholders including trading, client execution, and asset servicing.
Skilled in process optimization, risk management, compliance adherence, and escalation handling in a complex operational environment.