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Metro mid-level role with brand presence but niche securities requirements reduce candidate pool.
Highly industry-specific securities middle-office skills and mandatory Series 99 reduce cross-industry transferability.
Requires explicit management experience, securities systems expertise and Series 99 licensing.
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Oversee daily trade booking, processing, confirmation, and reference data maintenance to ensure accuracy and compliance.
Lead and support a team through mentoring, performance appraisals, and managing day-to-day operational issues and escalations.
Drive projects focused on process and system improvements, change management, and efficiency savings in Middle Office operations.
Minimum 5 years management experience in the securities industry, preferably in Middle Office or Global markets.
Detailed knowledge of trade processing, contracting, reference/static data maintenance, and associated procedures.
Familiarity with securities industry systems such as ALERT, OASYS, FXALL and proficiency in Microsoft Office.
Willingness and ability to work in Asia, EU, or US shifts as required; passing Series 99 exam licensing required.
Experienced leader capable of supervising daily operations and motivating teams under multiple business initiatives.
Strong background in Global equity markets from a sell-side perspective, with ability to challenge and improve existing processes.
Comfortable with IT systems and specifying business requirements for system enhancements or replacements.