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Strong Tier-1 bank, metro location, and generalist operations title increase qualified applicant density.
Highly industry-specific skills (ISDA, DTCC, securities operations) limit cross-industry transferability.
Explicit 2+ years requirement and specialized onboarding and regulatory expertise required.
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Manage end-to-end institutional client onboarding lifecycle ensuring timely, accurate delivery and regulatory compliance.
Support lifecycle tasks for institutional trade initiatives, process improvements, and complex issue resolution across multiple internal and external stakeholders.
Lead and contribute to operational excellence and strategic initiatives by analyzing metrics, managing risks, and driving sustainable process improvements.
Minimum 2+ years of Institutional Investment Operations experience (work experience, training, military experience, or education equivalent).
Experience with client onboarding, lifecycle management, and Corporate & Investment Banking is preferred but not mandatory.
Proficiency in Microsoft Excel, PowerPoint, Word; experience with reporting tools like Tableau and industry platforms (Markit, DTCC/ALERT).
Bachelor’s or master’s degree in finance, Business Administration, Accounting, Economics, or related field preferred.
Strong expertise in markets products and trade lifecycle processes including Securities, Fixed Income, Equities, FX, Futures, Derivatives, and post-trade activities.
Deep understanding of onboarding and regulatory frameworks such as KYC, CDD, EDD, AML, ISDA, SSI setup and compliance with FINRA, Dodd-Frank, QFC regulations.
Demonstrated ability to manage cross-functional teams and partner with stakeholders to execute complex projects and improve operational controls in regulated financial environments.