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Tier-1 bank, metro location, and specialized capital-markets skills yield medium competition.
High because capital markets operations, derivatives, and regulatory controls are banking-specific and not easily transferable.
High due to explicit 11–13 years, specialized controls experience, and regulatory compliance requirements.
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Manage and execute global Governance and Oversight (G&O) programs including Self-Inspection Program, compliance mandates, and risk governance across Corporate Investment Banking Operations.
Drive risk and control initiatives aligned with global standards, partnering with global leads and regional teams to ensure consistency and scalability.
Monitor and report governance metrics, conduct process risk reviews, control testing, and collaborate with cross-regional stakeholders to resolve complex risk and compliance issues.
Bachelor’s degree with coursework in Financial Markets or related fields.
11–13 years of relevant experience in Capital Markets Operations, Compliance Surveillance, or Controls within Corporate Investment Banking.
Strong knowledge of derivatives, foreign exchange, equities, fixed income products, and trade lifecycle processes.
Flexibility to work global shifts including night shifts.
Experienced in managing operational risk frameworks such as RCSA, Incident Management, Issue Management, and Control Testing in a regulated Capital Markets environment.
Proven track record working across global regions (US, UK, India) and collaborating with senior leadership and compliance stakeholders.
Familiar with control testing methodologies and brokerage/broker-dealer operations with ability to deliver data-driven governance insights.