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Tier-1 brand plus Bangalore metro increases applicant density despite niche Charles River skillset.
Highly finance-specific regulatory and Charles River compliance expertise limits transferability across industries.
Role requires specialized regulatory knowledge and mandatory Charles River rule-coding experience, driving strict shortlisting.
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Support the migration of investment compliance rules from legacy system (MIG) to Charles River Investment Management (CRIMS) by performing user acceptance testing and identifying/fixing coding issues.
Translate regulatory documents and client investment restrictions into logical, rule-based compliance coding within post-trade systems.
Ensure seamless client migration and compliance adherence by validating rules against regulations and internal policies.
In-depth knowledge of U.S. Investment Companies Act of 1940 or UCITS regulatory frameworks.
Experience with rule coding into post trade investment compliance systems.
Ability to interpret and translate Prospectus, Statement of Additional Information (SAI), and investment policies into compliance rules.
Work Experience Required: Not explicitly mentioned in the JD.
Experienced with multiple regulatory bodies including SEC, IRS, CFTC, CESR, UCITS indicating strong regulatory knowledge breadth.
Comfortable with detailed documentation analysis and technical translation of legal requirements into system rules.
Proficient with Charles River Development platform and advanced Excel skills demonstrating technical aptitude in compliance technology.