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Tier-1 bank, metro location, and broad regulatory skillset drive high applicant competition.
Requires specific banking regulatory and KYC expertise, limiting transferability across industries.
Explicit >8 years plus mandatory regulatory/KYC experience and domain knowledge enforces strict shortlisting.
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Manage and monitor implementation of APAC/EMEA/US regulatory client classification requirements and onboarding processes.
Handle daily control reporting, investigate exceptions with offshore teams, and lead remediation and escalation processes with Compliance, Legal, and Client Lifecycle teams.
Develop and update Key Operating Procedures, provide regulatory guidance and training to Client Onboarding teams, and serve as an internal point of contact for client classification queries.
Minimum 8 years experience in regulatory compliance, client classification, KYC/onboarding, or related function within investment banking or financial institutions.
In-depth knowledge of financial regulations such as MiFID II, EMIR, Dodd-Frank, CFTC, SEC, Volcker Rule, FINRA rules related to client classification.
Proficiency in MS Excel including pivot tables and VLOOKUP; competency in MS Office suite and Outlook.
Work Location: Bangalore office with hybrid working model as per Bank's policy. Notice period or degree requirements: Not explicitly mentioned in the JD.
Experienced in operational or control environments interfacing with Compliance, Legal, KYC, and Client Onboarding with strong escalation and exception management skills.
Detail-oriented with analytical skills to interpret complex regulations and apply in grey areas using internal procedures and regulation texts.
Comfortable working in fast-paced, highly regulated banking environments and capable of stakeholder management, communication, and team training.