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Tier-1 brand and metro location increase applicant density, but niche surveillance expertise narrows pool.
Role demands specific surveillance, regulatory, and banking experience, limiting cross-industry transferability.
Explicit 7+ years compliance and 3+ years management plus regulatory and surveillance domain mandates make filters strict.
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Lead and manage the India-based Global Surveillance Oversight (GSO) function covering Trade Surveillance, Electronic Communications, and Voice Surveillance.
Drive strategic leadership, governance, and risk oversight of surveillance programs ensuring regulatory compliance, operational execution, and transformation across multiple jurisdictions.
Lead people management, resource allocation, and stakeholder engagement including regulatory examination readiness and driving innovation in surveillance technologies.
7+ years of Compliance experience or equivalent demonstrated through work experience, training, education, or military experience.
3+ years of management or leadership experience required.
Experience managing Trade Surveillance and/or Communications Surveillance programs in a global financial institution (implied from desired qualifications).
Work Experience Required: 7+ years compliance experience; Notice Period: Not explicitly mentioned in the JD.
Senior compliance leader with significant experience in Market Conduct Surveillance and control functions within global financial institutions.
Proven capability in leading multi-disciplinary compliance teams and engaging senior stakeholders across global organizations.
Experienced in driving regulatory exam readiness, transformation initiatives including automation and AI-driven surveillance solutions, and managing global operating model changes.