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Tier-1 brand, mid-level role, metro location, and generalist regulatory ops profile increase competition.
Domain-specific regulatory reporting, asset-class knowledge and banking controls make background fit highly sensitive.
Explicit 5–7 years, EMIR/SFTR expertise and multi-asset trade lifecycle requirements make shortlisting highly strict.
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Support and ensure compliance with regulatory reporting requirements such as EMIR, SFTR, and NoA across multiple asset classes including Rates, Credit, Commodities, Equities, and Forex.
Manage exception processes, conduct root cause analysis, and address control gaps with collaboration from technology teams, including implementing AI-enabled automation solutions.
Own remediation efforts for audit findings and regulatory queries, compile MIS, conduct UAT, and liaise with stakeholders to improve reporting accuracy and Straight Through Processing (STP).
5–7 years of operations experience in financial services.
Bachelor’s degree in Science, Technology, Engineering, or Mathematics (STEM).
Experience or knowledge of regulatory reporting frameworks including EMIR, SFTR, and NoA preferred.
Proficiency in at least 2 asset classes among Equities, Credits, Rates, Foreign Exchange, Commodities; conceptual or practical experience with AI/automation tools for process optimization.
Experienced in middle or back office operations with strong expertise in trade lifecycle management and regulatory reporting.
Skilled in conducting detailed root cause analyses and effective remediation including managing high-risk operational scenarios with clear communication and escalation.
Demonstrates ability to integrate technological solutions such as AI-enabled tools to improve workflow efficiency and data quality in regulatory reporting processes.