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Senior, niche compliance-technology role with specific tool knowledge reduces candidate pool.
Highly industry-specific compliance and financial-institutions experience limits cross-industry transferability.
Explicit 9–11 years requirement, minimum 3 years PM and finance-compliance domain experience create high filtering.
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Gather and analyze compliance-related business requirements to design and deliver technology solutions supporting regulatory and operational objectives.
Manage end-to-end project lifecycle activities including planning, solution design, testing (including UAT), deployment, and post-implementation support ensuring alignment with CLSA standards.
Collaborate with compliance stakeholders, vendors, and internal IT teams to conduct gap analysis, impact assessments, and ensure rigorous QA before solution deployment.
Bachelor’s degree or above in IT, Business, or related disciplines.
9–11 years of IT project experience in financial institutions with at least 3 years in project management.
Proven experience in compliance technology domains such as COB, AML, trade surveillance, regulatory reporting, or related areas.
Work Experience Required: 9–11 years IT project experience including 3 years project management in financial institutions.
Experienced in compliance technology solutions within financial institutions, ideally familiar with SMARTS, LiquidMetrics, GoldTier, AxiomSL, or ComplySci applications.
Knowledge of front-to-back trading and settlement flows in investment banking is advantageous for success.
Detail-oriented with a strong sense of accountability to independently manage project delivery and stakeholder communication.