Back
Strong Tier-1 brand and metro location but senior specialized role reduces applicant density.
Requires mutual fund regulatory experience, so background fit is highly industry-specific.
Explicit 10–15 years requirement and sector-specific compliance experience make shortlisting highly strict.
Login to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Monitor, review, and prepare regulatory reports and disclosures on a daily, weekly, monthly, and quarterly basis to ensure compliance with global regulatory requirements.
Analyze and document substantial shareholding reports and maintain up-to-date procedures reflecting regulatory changes in Americas and other global regions.
Lead and manage the Global Regulatory Reporting team, including resource planning, coaching, workload prioritization, and performance management to achieve consistent day-to-day production.
Total relevant work experience of 10-15 years in compliance or regulatory roles within investment advisors or mutual fund groups.
Bachelor's degree in Commerce or Finance required; Master's degree preferred.
Knowledge of financial products, mutual fund industry, and regulatory requirements including reporting and compliance processes.
Workplace model requires working at least three days a week at designated office with flexibility for two days remote work.
Experienced in compliance monitoring and regulatory reporting within the asset management or mutual fund industry across multiple geographies, particularly Americas.
Demonstrated leadership capabilities with experience in mentoring, coaching, and developing compliance teams while managing complex compliance issues independently.
Skilled in handling regulatory changes, reporting system updates, and collaborating with global compliance and legal teams for consistent process delivery.