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Popular compliance role at a strong global asset manager, metro location and mid-level experience increase candidate competition.
Sector-specific regulatory knowledge and asset-management experience limit transferability across industries.
Explicit minimum experience and sector-specific compliance expertise raise shortlisting filters moderately.
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Develop and execute comprehensive thematic compliance reviews and testing programs to assess regulatory risk and control effectiveness.
Identify, escalate, and propose solutions for compliance issues, ensuring alignment with management and tracking remediation progress.
Contribute to continuous improvement of compliance methodologies, reporting, and leverage analytics and automation to innovate oversight activities.
Minimum 3 years experience in compliance monitoring, controls testing, internal audit, or risk assurance within financial services.
Strong understanding of asset management sector compliance risks and global regulations (US, EMEA, APAC preferred).
Professional certification preferred (e.g., CA, MBA, CIA) but not mandatory.
Work shift timings: 2:00 PM - 11:00 PM IST.
Experienced in global asset management regulatory environments with ability to manage complex compliance assurance programs.
Operates independently with accountability; able to build and maintain effective relationships across global teams and senior stakeholders.
Skilled in analytics and automation tools for compliance testing, with interest or experience in AI-enabled solutions.