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Tier-1 bank, Mumbai location, mid-level compliance role with broad requirements draws strong applicant density.
Requires banking trade surveillance and product knowledge, limiting transferability across industries.
Explicit 2+ years plus specific trade surveillance and product knowledge requirements tighten shortlisting moderately.
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Oversee and conduct daily surveillance for alerts in Trade, Information Barrier, and Communication Surveillance ensuring timely action.
Collaborate with Country Compliance Officers, business units, Operations, Technology, and third-party vendors to investigate alerts and enhance surveillance systems.
Manage multiple requests across surveillance verticals and maintain effective relationships across regions to deliver surveillance programs.
At least 2+ years experience in Trade or Information Barrier Surveillance or relevant field.
Bachelor’s or Master’s degree in Commerce, Finance, or MBA in finance or related field.
Proficiency in Data analysis and MS Office, especially Advanced Excel and PowerPoint.
Role based in Mumbai, India; candidate must work in APAC shift.
Experience working with surveillance systems across multiple asset classes including Equity, Fixed Income, Foreign Exchange, and Listed Derivatives.
Strong ability to communicate complex surveillance findings to both technical and non-technical stakeholders clearly.
Demonstrated capability in leveraging AI tools to improve productivity and apply critical judgment for ethical use of data and outputs.