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Well-known fintech, metro location and a common mid-level operations role increase applicant competition.
Risk and compliance in financial services favors candidates with finance or domain-specific experience.
Manager-level compliance role requires domain experience and managerial capability, but no explicit years or certifications.
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Owns the development and management of comprehensive risk management and mitigation processes including assessing, identifying, monitoring, and reducing business and information security risks.
Conducts or directs internal reviews, audits, and investigations to ensure compliance with internal controls, policies, external auditor, regulatory, and contractual requirements.
Manages a team responsible for achieving risk and compliance objectives, including performance appraisals, training, and adaptation of departmental plans to operational challenges.
Experience managing professional employees or supervisors with accountability for team performance and results.
Understanding and application of risk management, compliance procedures, and internal controls within own discipline.
Familiarity with information security risk and compliance management in a business environment.
Work Experience Required: Not explicitly mentioned in the JD.
Experienced in operational or strategic risk management within financial services or related industry.
Capable of managing and adapting team priorities to meet service and operational challenges while adhering to policies and business plans.
Skilled in guiding, influencing, and providing technical guidance within risk and compliance disciplines to achieve quality and timeliness objectives.