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Tier-1 bank, metro location, mid-level generalist operations role, and common skills increase applicant competition.
Specialized securities processing and mandatory Series licenses make background fit highly industry-specific.
Explicit 5–8 years requirement plus mandatory Series licenses enforces strict screening and credential filters.
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Lead and manage a team responsible for processing securities and derivatives transactions, ensuring seamless delivery across trading desks and branch offices.
Develop and implement procedures and techniques to improve team productivity and meet/exceed performance goals.
Serve as the primary escalation point for transaction processing issues, identify and mitigate control gaps, ensuring regulatory compliance and risk management.
5-8 years of relevant experience in securities transactions processing.
Mandatory licenses: Series 7, Series 9, Series 10, Series 63.
Bachelor’s Degree or equivalent experience.
Previous people management experience.
Experienced in securities clearance, settlement cycles, and derivatives operations with strong technical expertise.
Capable of analytical problem-solving and implementing controls to mitigate operational risks.
Proven leadership skills with ability to supervise, train, and hold a team accountable while maintaining compliance and operational excellence.