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Tier-1 bank, Mumbai metro location, and mid-level operations role drive high applicant competition.
Requires securities settlement experience and specific licenses, limiting transferability across industries.
Explicit 5-8 years, required securities licenses, and management experience make shortlisting highly restrictive.
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Lead and direct a team responsible for processing securities and derivatives transactions from trading desks and branch offices.
Ensure seamless delivery and resolution of securities clearance, settlement, and derivative operations.
Identify and mitigate control gaps during settlement cycles and serve as first escalation point for staff, management, and clients.
5-8 years of relevant experience in securities transaction processing.
Mandatory licensing/registration: Series 7, Series 9, Series 10, Series 63.
Bachelor’s degree or equivalent experience.
Previous people management experience.
Experienced in managing operational teams within securities clearance, settlement, and derivatives processing.
Strong analytical skills with expertise in identifying and resolving control deficiencies and settlement issues.
Able to make risk assessments and ensure compliance with regulatory and internal policies, with accountability for team performance and control standards.