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Metro locations and known employer increase competition, but niche compliance focus limits applicant pool.
Requires securities law and MNPI knowledge, making background transferability across industries limited.
Explicit 0–2 years plus securities-law familiarity creates moderate shortlisting filters.
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Execute core compliance operations for AlphaSense's expert network, including onboarding, screening reviews, and compliance monitoring.
Conduct compliance reviews (pre-call, live-call, post-call) and escalate issues as per protocols.
Support governance activities such as maintaining compliance documentation, risk assessments, incident tracking, and compliance reporting.
Work Experience Required: 0 to 2 years in operations, administrative, customer support, compliance operations, or similar roles; fresh graduates encouraged.
Familiarity with securities laws, insider trading regulations, MNPI, and conflict of interest principles.
Strong written communication skills in English with attention to detail and ability to follow documented workflows.
Work Experience Required: Not explicitly mentioned in the JD beyond 0 to 2 years; no other mandatory degrees or location restrictions specified.
Comfortable operating within a structured compliance environment following established policies and escalation procedures.
Able to manage multiple requests, maintain organization, and handle steady workload with reliability.
Experience or strong interest in securities law compliance, risk management, and use of compliance systems and AI-assisted tools.