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Metro locations and AlphaSense's recognizable brand increase applicant density, though compliance specialization limits applicants.
Requires securities law knowledge and MNPI compliance, making background fit highly industry-specific.
Entry-level years reduce strictness, but required securities/MNPI knowledge and attention to detail make filters moderately strict.
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Support execution of expert network compliance program including onboarding, compliance reviews, governance, and regulatory processes.
Conduct expert onboarding screenings and pre-call, live-call, and post-call compliance reviews to escalate issues as necessary.
Collaborate with multiple internal teams to maintain compliance documentation, risk assessments, incident tracking, and support training and policy updates.
Work Experience Required: 0 to 2 years in operations, administrative, customer support, compliance operations, or similar; fresh graduates encouraged.
Familiarity with securities laws, insider trading regulations, material non-public information (MNPI), and conflict of interest principles.
Strong written communication skills in English and attention to detail in following policies and workflows.
Not explicitly mentioned: strict location, notice period, or mandatory degree requirements.
Operates effectively within compliance operations and governance roles requiring adherence to detailed policies and escalation protocols.
Comfortable managing multiple compliance tasks using monitoring tools, case management, and AI-assisted productivity systems.
Has an interest or background aligned with securities law compliance, risk management, and expert network support within a fast-paced technology environment.