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Tier-1 bank, metro location and mid-level experience increase competition, but specialized securities operations reduces applicant density.
Role requires securities settlement expertise and US licensing, limiting cross-industry transferability.
Mandatory 5-8 years, US regulatory licenses and managerial experience create strict shortlisting filters.
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Lead and direct a team to process securities and derivatives transactions from trading desks and branches, ensuring seamless operations.
Develop and formulate procedures to enhance team productivity and performance, meeting or exceeding set goals.
Serve as escalation point and expert on securities transaction processing and settlement issues, managing risk and compliance.
5-8 years of relevant experience in securities transaction processing and people management.
Required licenses: Series 7, Series 9, Series 10, Series 63.
Bachelor’s Degree or equivalent experience required.
In-depth knowledge of settlement cycle concepts and procedures to handle settlement issues.
Experienced in managing teams within securities and derivatives operations focusing on transaction processing and risk mitigation.
Proficient in identifying control gaps and implementing solutions to mitigate risks during the settlement cycle.
Strong communicator with analytical skills to act as a procedural expert and advisor to junior staff.