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Tier-1 bank brand, Pune location and mid-level experience increase competition despite required specialized licenses.
Requires securities processing experience and Series registrations, limiting cross-industry transferability.
Mandatory 5-8 years, Series licenses and securities settlement expertise make screening highly stringent.
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Lead and direct a team responsible for executing securities and derivatives transaction processing, ensuring seamless delivery.
Develop and implement procedures and techniques to increase team productivity and meet performance goals.
Serve as the first point of escalation for operational issues, analyze control gaps in settlement cycle, and implement solutions to mitigate risks.
5-8 years of relevant experience in securities transactions processing.
Mandatory licensing: Series 7, Series 9, Series 10, Series 63.
Bachelor’s Degree or equivalent experience.
Previous people management experience.
Experienced in settlement cycle concepts with strong problem-solving skills for resolving settlement issues.
Capable of managing a team while ensuring compliance with regulatory and internal controls.
Effective communicator with ability to coach junior staff and escalate issues appropriately.