Back
Tier-1 brand, metro location, and mid-seniority balanced by niche risk specialization reducing generalist applicant density.
Highly specialized to institutional equity risk and controls, limiting cross-industry transferability.
Explicit 7-9 years, Sales & Trading risk experience, and preferred certifications make screening stringent.
Login to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Lead and execute Non-Market Risk activities for the Mumbai team in Institutional Equity Division, focusing on process integration, automation, and control framework enhancement.
Act as primary liaison for knowledge transfer, stakeholder alignment, and process stabilization between Non-Market Risk and other departments or regions.
Produce management reports highlighting risk issues, trends, regulatory changes, and oversee corrective actions while supervising Mumbai risk control activities.
7-9 years of relevant experience in First Line of Defense (LOD) Risk Management within Sales & Trading at Tier 1 financial institutions.
Strong understanding of Risk Management, Controls, and Sales & Trading activities; experience with investigations, root-cause analysis, and compliance.
Post-Graduate or Graduate degree from Tier 1/2 institutions preferred; professional qualifications such as Chartered Accountant, CFA Level 1/2, or FRM Level 1 desirable.
Meaningful onsite/onshore/international experience partnering with Front Office, Risk, Finance, Technology, and Compliance leadership; proficiency in MS Office and AI tools.
Experienced in risk management within Institutional Equity Sales & Trading environment with knowledge of equity markets and regulatory requirements.
Demonstrates strategic leadership, capable of setting clear priorities, coaching teams, and executing cross-functional projects across regions.
Strong communicator able to engage senior management and stakeholders, with proven ability to manage competing priorities and deliver sustainable risk management outcomes.