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Tier-1 brand, generic finance associate title, metro location, and mid-level seniority increase applicant competition.
Requires mutual funds accounting and SEC filing expertise, limiting cross-industry transferability.
Requires domain-specific SEC filing and mutual funds knowledge but has no explicit years or mandatory certifications.
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Support end-to-end SEC Form N-PORT and N-CEN filing processes including preparation, testing, review, and filing.
Manage and coordinate client interactions and tasks related to filings, including responding to comments and onboarding additional funds/clients.
Collaborate with technology teams to test and finalize filing solutions and maintain SOPs and oversight checklists for the filing review process.
Bachelor’s degree or equivalent in Accounting, Business, or related field.
Experience in mutual funds accounting, compliance, auditing or related financial services activity.
Knowledge of financial products such as bonds, swaps, futures, options, and equity.
Work Experience Required: Not explicitly mentioned in the JD.
Familiarity with SEC regulatory filings (N-PORT, N-CEN) and related compliance processes.
Comfortable working with technology applications and client portals (e.g., MySS portal) for financial reporting.
Experience working in asset management or custody services environment with exposure to financial products and regulatory frameworks.