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Tier‑1 brand, mid-level generalist compliance role in Bangalore with broad skills increases competition.
Role requires financial‑services compliance experience, making industry transferability limited.
Explicit 2–5 years compliance experience and FS domain requirement create moderately strict filters.
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Manage and administer Central Compliance System including monitoring and reviewing compliance declarations and requests.
Provide advice and guidance on key compliance policies such as Personal Account Dealing, Conflicts of Interest, and Gifts, Entertainment and Hospitality.
Conduct investigations of policy breaches, deliver training, support management information reporting, and assist with annual compliance certification and related projects.
2 to 5 years experience in Financial Services within Compliance, Risk, Advisory, or second-line-of-defence roles.
Based in Bengaluru, must work UK business hours (Monday-Friday 9am to 5pm) with some flexibility on UK public holidays.
Experience with compliance systems (e.g. StarCompliance, MyComplianceOffice) is desirable but not mandatory.
Work Experience Required: 2 to 5 years in relevant financial services compliance or related function.
Experienced in administering employee compliance systems and handling conflicts of interest within a centralized compliance or control room environment.
Strong communicator able to interact effectively with stakeholders at all levels including business functions.
Organized with strong time management, capable of managing multiple tasks and evolving team demands, proficient in MS Office 365 tools.