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Tier-1 bank, metro location, and mid-level generalist control role attracts many qualified applicants.
Requires Investment Banking control and non-financial risk expertise, limiting cross-industry transferability.
Requires specific controls/audit experience and senior stakeholder management, so moderately strict shortlisting.
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Develop and execute assurance and testing plans for Front Office controls within Investment Bank's Divisional Controls Office.
Conduct Design and Operational Effectiveness testing of Front Office controls, produce detailed reports, and engage with senior stakeholders for remediation and oversight.
Perform Quality Assurance on key control designs prior to approval forums, providing guidance and training on effective control principles.
Strong understanding of control principles and Non-Financial Risk relevant to Investment Banking.
Experience in Audit, Controls Testing, Assurance, or Business Control Units specifically within Investment Banks and Investment Banking products.
Proficiency in Microsoft Office applications.
Work Experience Required: Not explicitly mentioned in the JD.
Experienced in working with Front Office control frameworks and assurance in fast-paced, compliance-driven environments.
Skilled at influencing and communicating effectively with senior stakeholders and control owners.
Methodical and structured with strong analytical and problem-solving abilities in non-financial risk contexts.