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Tier-1 employer, mid-level (4-7yr) role and metro location increase applicant density despite niche Aladdin requirement.
Role requires financial regulatory knowledge and Aladdin OMS experience, limiting cross-industry transferability.
Explicit 4-7 years requirement and mandatory Aladdin OMS experience create strict screening.
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Perform pre-trade monitoring to approve orders/trades based on compliance validation blocks.
Conduct daily post-trade monitoring of investment compliance blocks including Firm, Regulatory, and client guidelines within deadlines.
Investigate and resolve investment guideline exceptions; collaborate with portfolio management to ensure compliance; identify coding issues and contribute to process/system improvements.
4-7 years of relevant experience.
Bachelor's degree required.
Hands-on experience with ALADDIN order management system mandatory.
Work hours: 2:00 PM to 10:30 PM (India time zone).
Experience working with investment compliance monitoring in EMEA region or similar regulatory environments.
Strong operational focus on trade approval and post-trade compliance validation.
Comfortable in a role requiring coordination with portfolio management and troubleshooting system/process issues.