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Tier-1 brand, common finance associate title, metro location, and mid-level profile increase applicant competition.
High—requires mutual funds, SEC filing and fund accounting expertise specific to asset servicing and custody.
Medium—no explicit years but mandates fund accounting, SEC filings, and domain-specific product knowledge.
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Support production and oversight of SEC Form N-PORT and N-CEN filings including preparation, filing, and testing.
Manage client relationships through implementation phases and ongoing support, including training and onboarding additional funds and clients to ESP tool.
Collaborate with application support and Agile technology teams to test and finalize technology solutions; maintain SOPs and checklist procedures for filings review.
Experience Required: Experience in mutual funds accounting, compliance, auditing or related business activity.
Education: Equivalent to a bachelor’s degree in accounting, business, or related field.
Technical Knowledge: Understanding of financial products including bonds, swaps, futures, options, equities; familiarity with SEC filings N-PORT and N-CEN.
Work Experience Required: Not explicitly mentioned in the JD.
Candidate has strong technology skills combined with problem solving and analytical capabilities relevant to financial product filings.
Experience or knowledge of financial product regulations or reporting such as CPO-PQR, form PF, or AIFMD is preferred.
Comfortable interacting with clients and delivering training; capable of managing multiple clients and filings in a detailed, process-oriented environment.