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Strong employer brand and metro location but specialized surveillance expertise reduces broad applicant competition.
Role requires specialized trade and communications surveillance experience and regulatory knowledge, limiting cross-industry transferability.
Explicit 7+ compliance years, 3+ management years, and regulator-ready surveillance experience make filters stringent.
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Lead and oversee Global Surveillance Oversight (GSO) for Trade Surveillance, Electronic Communications, and Voice Surveillance within India, ensuring effective risk-based monitoring and regulatory compliance.
Develop and execute GSO strategy, maintain surveillance standards and governance, and manage relationships with global stakeholders, regulatory bodies, and audit functions.
Drive transformation initiatives including automation, AI, analytics, optimize surveillance workflows, and lead people management for multiple surveillance disciplines.
7+ years of Compliance experience (work experience, training, military experience, education).
3+ years of management or leadership experience.
Experience managing Trade Surveillance and/or Communications Surveillance programs within a global financial institution.
Knowledge of regulatory frameworks such as SEC, FCA, FINRA, MiFID, MAR preferred.
Senior compliance professional with over 12 years in Compliance, Market Conduct, or Surveillance roles with global financial institutions.
Experienced in leading multi-disciplinary surveillance teams and engaging with senior stakeholders across global organizations.
Proven ability to manage regulatory exam readiness, drive global operating model transformations, and implement surveillance technologies and automation.