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Tier-1 employer and Bangalore location increase applicants, but niche investment compliance skills moderate competition.
Requires specific mutual fund regulatory and compliance expertise, reducing cross-industry transferability.
Explicit 4+ years and mandatory investment compliance experience with technical tooling enforces strict shortlisting.
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Own onboarding of new mutual fund clients for investment compliance by interpreting prospectus/mandate and creating compliance rule matrix.
Perform annual reviews and ad-hoc research on compliance guidelines to ensure client portfolios meet SEC and investment guidelines.
Coordinate with coding and internal teams to maintain and implement accurate compliance rules and reporting workflows.
4+ years of experience in Fund Administration or related investment compliance work (pre or post-trade).
Strong knowledge of U.S. Investment Companies Act of 1940 or UCITS.
University degree in Business, Accounting, Finance, or related financial program.
Experience with Alteryx workflow design and SQL knowledge.
Experienced in interpreting and implementing investment compliance requirements for mutual funds or similar investment vehicles.
Comfortable working cross-functionally with clients, coding teams, and compliance/reporting groups to translate rules into actionable compliance testing.
Familiarity with securities regulation frameworks and practical coding or system maintenance in compliance context.