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Strong VC backing increases visibility, but highly specialized TA/corporate-actions skillset limits applicant pool.
Role requires niche transfer-agency and corporate-actions domain expertise, making skills poorly transferable across industries.
Mandates 8+ years in TA, deep regulatory and corporate-actions expertise, and hands-on domain experience.
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Own end-to-end Core Transfer Agency and Corporate Actions workflows including transfers, issuances, cancellations, dividends, tender offers, and warrant exercises.
Drive product roadmap and evolution across Tender Offers, Warrant Exercises, reverse splits, rights offerings, and API integrations (DWAC/DRS).
Collaborate with engineering, customers (legal and equity administrators), regulators, and brokers to ensure operational reliability and regulatory compliance.
8–12+ years experience in capital-markets infrastructure (transfer agent, clearing firm, custodian, broker-dealer back office).
Deep operational expertise in transfer agency and corporate actions workflows.
Working knowledge of SEC 17Ad-17, Schedule TO, DEF 14A, and DTC settlement processes.
Willingness to travel up to 20% to Chicago and customer sites.
Experienced operator with substantive hands-on transfer agency and corporate actions domain knowledge capable of leading product and operational improvements.
Comfortable engaging with cross-functional partners including legal counsel, equity administrators, engineers, and regulators.
Demonstrated ability to manage complex regulatory interactions and improve product economics in capital markets infrastructure.