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Tier-1 brand, metro role, mid-level generalist compliance PM increases candidate competition.
Strong financial services compliance and control-testing bias reduces cross-industry transferability.
Requires finance compliance/testing experience and control review skills, but years are preferred not mandatory.
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Execute independent quality reviews of global monitoring and testing activities ensuring adherence to standards, methodologies, and timelines.
Evaluate test plans and workpapers for completeness, consistency, and defensibility including evidence validation and control effectiveness assessment.
Identify gaps, themes, emerging risks, and provide recommendations to improve testing quality, control coverage, and operational processes.
Bachelor’s degree in business, IT, or related field or equivalent experience.
Relevant financial services experience in Compliance, Risk Management, Audit, Operational Risk, operations, or business control management; 5+ years preferred for advanced scope.
Understanding of internal controls, operational risk drivers, ability to evaluate control adequacy including business and technology risks.
Proven analytical skills including root-cause analysis and experience with assessments or quality reviews in control testing contexts.
Experienced in performing end-to-end control and process reviews within financial services, focusing on compliance and risk controls.
Skilled in stakeholder management, influencing, and escalating risk concerns effectively across business units globally.
Familiarity with data tools for analytics and reporting (e.g., Alteryx, Tableau, Python) to enhance review outcomes and process improvements.