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Strong firm brand plus metro location but niche surveillance skillset yields medium competition.
Role requires domain-specific surveillance, market-abuse and SEBI knowledge, limiting cross-industry transferability.
Explicit 2–4 years, mandatory market-surveillance experience and regulatory/tool knowledge increases filter strictness.
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Investigate and resolve trade surveillance alerts for market abuse patterns such as spoofing, layering, ramping, wash trading, and insider trading.
Manage alert queues including timely investigation, escalation, and closure; recalibrate surveillance parameters for new markets, strategies, and products.
Collaborate with Compliance, Trading, Technology teams, and external vendors to enhance surveillance platforms, perform data analysis, and prepare regulatory reports.
2 to 4 years of experience in financial markets surveillance in India at Trading Firm, Broker, Regulator, or Exchange.
Degree in Finance, Business, Law, or related discipline.
Experience with trade surveillance and market abuse detection essential, including investigating manipulative trade alerts.
Working knowledge of SEBI and Exchange regulations; proficiency in Excel-based data analysis (pivot tables, VLOOKUP/XLOOKUP, macros).
Experienced with surveillance systems like OneTick, SMARTS, NICE Actimize, or Trading Technologies preferred.
Familiarity with proprietary trading and market making business models is advantageous.
Capable of working independently and managing large datasets; able to communicate complex compliance issues effectively across teams and regions.