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Tier-1 employer and Gurgaon location increase applicant interest, but niche Charles River compliance reduces generalist competition.
Highly industry-specific investment compliance and Charles River skills limit cross-industry transferability.
Explicit 9+ years and mandatory Charles River/domain expertise make hiring filters strict.
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Own the onboarding process for new investment clients by interpreting mandates and coding accurate compliance rules in Charles River system for ongoing monitoring.
Maintain and review regulatory and client guidelines coding; continuously improve compliance monitoring including rule testing and development.
Collaborate globally with investment compliance, client services, legal, and product teams to ensure accurate interpretation and coding of investment restrictions and resolve compliance queries.
9+ years experience in investment management industry, preferably in investment compliance.
Experience with investment compliance guideline rule coding in Charles River system, including knowledge of workflows, parameters, and data setup from Bloomberg, Factset, ESG vendors.
Strong understanding of portfolio monitoring processes, client investment management agreements, and knowledge of equities, fixed income, derivatives, and ESG guidelines.
Work Experience Required: 9+ years in investment management (investment compliance preferred). Notice period: Not explicitly mentioned in the JD.
Experienced in handling complex compliance coding and regulatory environments such as UCITS, SFC, FCA, and SEC.
Strategic thinker with strong facilitation, data gathering, problem-solving skills, and ability to work under pressure with attention to detail.
Familiar with compliance monitoring technology and capable of writing reusable, testable code; comfortable working collaboratively in a global function and managing cross-team communications.