Back
Tier-1 firm, mid-level metro role with common experience range increases competition.
Specialized investment compliance and Aladdin experience limits cross-industry transferability.
Explicit 4-7 years requirement and mandatory Aladdin order management experience makes shortlisting highly strict.
Login to See Your Match Score
Create a free account or log in to unlock your CV match score across:
Own end-to-end pre-trade and post-trade monitoring of investment guideline compliance for EMEA region, ensuring orders/trades meet firm, regulatory, and client guidelines.
Investigate and resolve investment guideline exceptions, including manual testing and troubleshooting coding issues in compliance systems.
Collaborate closely with portfolio management and other partners to maintain portfolio compliance and contribute to process/system improvements.
4-7 years of relevant experience in investment compliance or related function.
Hands-on experience with ALADDIN order management system.
Bachelor's degree required.
Strong communication, interpersonal, and time management skills.
Experienced in mid-level compliance monitoring roles within asset management or financial services, particularly focused on EMEA region compliance guidelines.
Practically adept at operational compliance activities including validation, investigation, and liaison with portfolio management teams.
Comfortable working in India time zone shifts (2:00 PM to 10:30 PM) supporting global/regional compliance operations.