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Strong corporate brand, metro location, and common early-career Risk Analyst role increase applicant competition.
Role requires asset-management and regulatory risk knowledge, limiting cross-industry transferability.
Explicit 1-3 years experience requirement, degree, and in-office expectation enforce moderate screening.
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Support supervision functions by analyzing client-facing documents, communications, and investment products for regulatory compliance.
Identify potential irregularities or red flags during the review process while adhering to predefined service levels (SLAs) and quality standards.
Provide first-level analysis, data aggregation, and reporting to Registered Principals and Supervision leaders, and maintain documentation for business continuity.
Bachelor’s degree or equivalent.
1-3 years of relevant experience.
Ability to work in-office at least three days per week with flexibility for two days WFH as per company policy.
Work Experience Required: 1-3 years relevant experience.
Detail-oriented analyst capable of identifying compliance issues and potential risks in financial documents and communications.
Able to manage multiple priorities effectively and collaborate closely with business partners and supervision leaders.
Experience or willingness to apply Lean methodologies to improve efficiencies in supervision processes.