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Tier-1 brand, metro location, and mid-level seniority increase competition density.
Highly specialized securities lending, settlement experience and licensing limit cross-industry transferability.
Explicit 6–10 years, Series 9 license and people management requirement make shortlisting strict.
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Manage a team responsible for processing orders and transactions related to Agency Stock Lending ensuring seamless securities and derivatives settlement.
Develop and implement business initiatives, policies, and process improvements focused on settlement, client service enhancements, and cost-saving opportunities.
Coordinate with internal and external partners to maintain service quality, conduct detailed analysis of complex inquiries, and manage risk compliance and regulatory standards.
6-10 years of relevant experience in securities/derivatives settlement or related operations.
Bachelor’s degree or equivalent experience; Master’s degree preferred.
Required licensing: Series 9.
People management experience mandatory.
Experienced in managing operations teams within securities lending or transaction services, particularly agency stock lending.
Strong capability in process improvements, risk management, and compliance within securities and derivatives settlement.
Skilled in cross-functional coordination with trading, client execution, asset servicing, and counterparties to ensure service excellence.